Effective Teamwork is not just about getting a set of tasks done. It also requires the ability to manage the process of working together: listening to each other, communicating openly, surfacing feelings, exploring different approaches, and reaching decisions. These behaviors are often not taught in our early educational experiences, and many people have achieved success as managers and supervisors without needing these behaviors. It's only when we need to work together—as a team—that these behaviors are crucial.
I'm reminded of a group of professional team members who had come together to work on their data management problems. They sat at the table with their laptops open answering emails. Cell phone calls were taken in the room while the meeting was going on; side conversations were commonplace; interruptions were the norm. These people were accustomed to having no boundaries placed on their behavior. It was a "do your own thing" atmosphere, with no one accountable to anyone else.
Teamwork recognizes that we are accountable to each other for our behavior. It's not uncommon for about 20 or 30 percent of the employees involved on teams to struggle and resist the requirement to change their behaviors.1 Very early in the team process, members must define what will be acceptable behavior and what won't. Inattention to the relationship functions in the team is a primary cause of problems later on and often prevents a team from maturing properly.
Over the course of two decades, we have identified the sixteen behaviors given in Figure 3-1 as critical to team success.
Each team begins by developing a help/hinder list (see Figure 2-1), a set of acceptable and unacceptable behaviors that the team agrees to perform. The help/hinder list is designed to:
The process observer role rotates among team members, and the person performing this role is responsible for ensuring that the team adheres to the help/hinder list. The team gives the process observer authority to surface counterproductive behaviors during team meetings and even outside the meetings as the team works. In the early stages of the team's development, the team should review the help/hinder list regularly (every eight weeks). Later on the team should develop an advanced help/hinder list (see Figure 3-2) that builds expectations of even more mature problem-solving and decision-making behavior. The help/hinder list is often laminated and available on the table in front of the process observer at every team meeting. A process observer cannot correct team members on behavior that is not on the help/hinder list. However, a process observer can bring up problem behaviors and ask that they be added to the list.

Teamwork becomes particularly difficult when members recognize that they will each have to change some parts of their behavior. The strongest resistance will occur as the day for changing draws closer. Making excuses, procrastinating, blaming, and feigning ignorance are just a few of the stall tactics members will use.
Here are important behavior changes for employees, supervisors, and managers:
Critical Behavior Changes for Employees
Critical Behavior Changes for Supervisors
Critical Behavior Changes for Managers
A push-pull phenomenon exists as people experiment with new behavior. As much as we might desire a change in behavior from someone else (the push), we resist it (the pull) because the dynamics of the relationship will also have to change if the behavior of a participant changes. For example, if an autocratic, demanding boss gradually learns to be participatory and inclusive, the team members will have to change all their previous assumptions and conclusions about the boss. For whatever reason, most people will hold back, waiting for the manager to revert to the old behavior, and may even try to lure the manager back to the old behavior just to be able to say, "I told you so!"
In the beginning, team members often develop unrealistic expectations about the team process. They often believe they should be involved in all decisions or have authority to remove their coach. These false expectations and assumptions should be surfaced, discussed, and evaluated on a regular basis to avoid trust issues.
Following are examples of realistic and unrealistic expectations:
Realistic Expectations
Unrealistic Expectations
Sometimes the level of misapprehension can be surprising. For example, a financial organization discharged a poorly performing team member and did not anticipate the staff reaction. Apparently, team members had assumed that no one would get fired in a team environment. Although team members had complained about the individual's performance on numerous occasions, they did not expect management to take action. The organization diffused the concern by noting that all team members are accountable for their performance both as individuals and as a team.
Team members are not expected to exhibit perfect team behavior in the beginning. Rather, team members need to show a willingness to explore new approaches. Following are examples of helpful behaviors:
Helpful Member Behaviors
There are a number of behaviors that are considered counterproductive to any team effort, and these should not be tolerated by either the facilitator or the team. Following is a list of these behaviors and measures a facilitator might use to correct them:
Destructive Member Behaviors
One of the classic ways for a team member to resist change or delay a difficult decision is to employ various disruptive behaviors. New teams are particularly vulnerable to this kind of behavior and may need help from experienced teams in managing members' behavior.
Facilitation skills develop through experience and training. Typically, team members in the facilitator role find the first couple of meetings difficult. One of the benefits of rotating this role is that team members tend to be less critical when they know that their turn to facilitate will come up quite soon. Let's look at some behaviors that facilitators can use:
Helpful Facilitator Behaviors
An untrained or inexperienced facilitator may exhibit many unproductive behaviors. Teams typically have considerable difficulty surfacing these behaviors in a group setting; it is better to have the process observer talk to the facilitator in private. If the facilitator happens to have considerable positional power, it is especially difficult to get team members to discuss the behavior problems openly. Here are some behaviors that facilitators should avoid:
Destructive Facilitator Behaviors
People typically hesitate to intervene when a facilitator is doing a poor job. However, it is well worth trying to get on track by doing one of the following:
Most people have considerable difficulty surfacing and working through problems and conflicts. They "collect stamps," or little injustices, for long periods of time and use passive-aggressive tactics (triangling, procrastination, perfectionism, stubbornness, sniping) to surface their difficulty. In teams, group conflict cannot be shoved under the rug. Process observers must be empowered by the team to surface conflicts and problems while they are still minor. A simple wave of the help/hinder list has been known to bring problem behavior back in line.
On occasion, members may experience serious difficulty with each other. Personality conflicts or irritable behaviors can undermine the team's efforts unless they are dealt with openly and directly.
Triangling (or talking behind someone's back) is when we talk with a third party about something that is bothering us about another person. Triangling is so prevalent in organizations that I often tease that if we had infrared lights on all the triangles going on, the entire organization would light up. We may think that we're talking to the third party for support for our position, but I contend that what we really want is for that person to talk with the person who is upsetting us. Then, when the person says, "I understand that you're upset with me," we can say, "Who told you that?" as a way to keep the focus off of what we have done. People who triangle like to come across as squeaky clean and let others do their dirty work. Triangling is extremely detrimental to the team and must be stopped.
Many team conflicts have been brewing for some time and simply come to a head when there is no longer a supervisor to intervene. I call these old resentments "collecting stamps." A team member experiences a resentment and rather than deal with it directly, she opens her imaginary book of stamps to the page with the individual's name, licks a stamp, and puts it in the book. Then, each time the individual does something wrong, the team member uses the behavior to validate the original stamp. Meanwhile, the other person doesn't have a clue that his colleague has been upset with him for years. After a while, some people develop bulging books of stamps containing all the "bad" things that other people have done to them over an entire work history. These stamps are the seedbed for much of the conflict on teams. Obviously, teams can't function effectively with bulging books of stamps, so they must commit to surfacing old stamps and not collecting any new ones.
One of the advantages of using terms such as triangling and stamp collecting is that they give the team a common language to use when discussing things that are difficult for them. For example, a team member may approach an individual he is having a problem with and say, "I'm starting to collect a stamp on this and I'd like to talk with you about it."
When team members are learning how to handle conflict with each other, they need to understand that sharing feedback about how they feel is actually a "gift" to the other team member. We teach them three rules about receiving feedback:
1. Don't kill the messenger. There are several ways we "kill" people who are trying to give us feedback: being defensive, blaming them instead, or even ignoring the person altogether.
2. See the feedback as a gift. A team member could choose to triangle or stamp collect, so to be brave enough to share the feedback directly is just like bringing a beautifully wrapped gift to the person. When team members can see that clearly, they respond differently when receiving the feedback. Learning how to say, "Thank you for the feedback" is an important step before suggesting that team members handle their own conflicts.
3. Separate getting the feedback from deciding what to do with it. When we receive feedback, it's natural to have a fight/flight response. Rather than respond during this emotional phase, team members learn to say, "Thank you for the feedback. I'd like to think about what you've said and get back to you." This delay allows the team member to sort the feedback into three piles: valid feedback, vague feedback, and manipulative feedback. Once sorted, the feedback becomes more manageable for the team member to address. Although the team member has a responsibility to respond to the feedback, nothing says that that response has to be immediate.
Team members also have to learn how to give feedback in a way that minimizes the fight/flight response in another team member. Rather than make aggressive "you" and "should" statements, team members apply what we call the RISC and PAUSE model2 to give and receive the feedback.
The acronym RISC stands for:
R - Report the facts. When initiating feedback to another team member, the first sentence should be factual: "Yesterday at the team meeting, I suggested we try a different approach and you responded, `How dumb is that!'"
I - State the Impact and why. Here team members are taught to express the feelings they are having as a result of the action that occurred in the Report statement: "It made me feel really upset because everybody laughed at my expense."
Now at this point, the team member pauses to see how the other team member will respond to the feedback. If the other team member apologizes, then the process stops right there. However, if he or she refuses to accept responsibility, then the team member continues.
S - Specify what you prefer. The team member makes a preference statement about what he or she would like to see happening instead: "I prefer that when you disagree with my ideas, you simply say that instead of suggesting that I'm dumb."
C - State the Consequences. The team member begins with the positive consequences that will happen if the other team member responds to the request: "We're going to get along much better as team members if you can do this." However, he or she must also be prepared to state the negative consequences that will occur if the other team member ignores the request and behaves the same way again: "If you continue to try to embarrass me in front of the other team members, it's important for you to know that I'm prepared to bring it up at a separate team meeting to have us discuss respect and courtesy as a whole team."
As the one team member uses the RISC model to get the first four sentences out in a constructive manner, the other team member uses PAUSE to help him or her keep defensiveness to a minimum. PAUSE stands for:
P - Paraphrase what you hear: "Let me make sure I understand what you're saying to me. I said at a meeting last week that you had a dumb idea?"
A - Ask questions: "Did I say it in front of other team members or just to you alone?" "What was my tone like when I said it? Was I jesting?"
USE - Use time: "I don't recall the incident that you're relating, but I'd like to think about what you've just said and get back to you."
Prior to any one-to-one conflict resolution among team members, they must have training in how to give and receive feedback in a professional and constructive manner. The RISC and PAUSE model has proven to be extremely easy to use and helpful when structuring the conflict resolution session.
During the forming stage of the team's development, when members are friendly and accommodating, the team needs to develop a conflict resolution protocol. The protocol spells out how the team will approach conflicts. It's valuable for the team to have this protocol completed before entering the storming stage, when conflict is commonplace.
The protocol begins with defining general rules that team members must follow when conflict occurs:
The following is a sample four-step method for resolving conflicts within the team. The team must discuss, and agree by consensus, on the method it chooses to use.
1. Have a one-on-one discussion with the team member with whom there is a conflict:
If the individual being spoken to shows no willingness to change his or her behavior, or initially agrees but then doesn't change the behavior, then the individual who initiated the discussion has the responsibility of moving to the second step of conflict resolution.
2. Go back to the individual and have either a second one-on-one or a two-on-one. (The team decides by consensus which option to elect.) For the two-on-one option, the new member invited to participate is a team member who joins in simply as a listener who can report back to the team that a conversation between the two parties did occur.
On occasion, the conflict continues beyond the two-on-one dialogue and requires the intervention of the entire team.
3. Bring the conflict to the team for resolution.
If the member with whom there is a conflict does not respond to the team's effort toward conflict resolution, it is necessary to move to the fourth and final step.
4. Refer the situation to the coach or team sponsor for disciplinary or other corrective action according to the organization's personnel policies. The coach will use the team's written record of the circumstances with the individual to determine how to proceed. The coach will notify the team of the final decision and the requirements placed on the team member; however, the coach will not share the details of the conversation about disciplinary action with the team.
It's important to recognize that team members must be required to seek resolution of their conflicts and that they cannot simply continue exhibiting annoying or disruptive behaviors because they disagree with the other team members.
Conflict resolution is such an important yet difficult component of teaming that we have found it helpful to train in-house team conflict mediators to assist team members. Mediators are often members of the in-house training team who already have become proficient in training on conflict resolution. They are then trained on additional skills of mediation to help with informal problem solving, peer and team conflict resolution, and facilitation of peer review boards. The role of team conflict mediator includes performing the following tasks:
This approach to conflict resolution utilizes a collaborative model3 that includes:
It takes a long time for teams to get comfortable with disciplining team members. In union settings, disciplining is typically not an option, because rules for discipline are governed by union agreements. In a self-directed environment, disciplining is usually a phase-three activity, one developed after at least a year of teaming.
The team therefore needs an agreed-upon process that encourages it to handle the discipline before management becomes involved. Throughout the process, it is essential for all members to be treated fairly, with consideration and courtesy; issues should be discussed openly and frankly. Here is a sample ten-step process:
It's very important that team members realize that they do not have to be stuck with a difficult, destructive team member forever. The team has the power to remove a team member if it follows a constructive, mature process. During this process, the coach or sponsor is actively engaged in helping to instruct both the team and the problem team member, working for the best outcome for both.
Certain characteristics that emerge in teams are important to know and understand. These behaviors must be managed for the team to be effective. Teams struggle with issues of trust, power and control, inclusion and status, the need for approval and structure, competition with each other, and degrees of intimacy. Studies in group behavior provide us with some insights as to why these issues are so powerful.
The power of peer pressure is a well-established fact. Faced with a majority of team members who agree with a particular position, the rest of the team is likely to adopt that position whether it is right or wrong (Asch, 1956).4 If a team member takes a dissenting viewpoint and refuses to budge, she risks rejection from the team. The team will dislike the person and make her feel unwelcome. Although we may think that a majority has to be large, research has shown that a majority of three has maximum influence.5 Teams are most likely to conform to the majority when the task is difficult or ambiguous and members are uncertain about how to proceed.
Anonymity is an important factor in reducing conformity. Teams that allow members to give anonymous answers have shown substantial reduction in conformity.
Encouraging the presence of a dissenter is important for reducing conformity. If another team member joins in with a "me, too" dissent, conformity is significantly reduced. The paradox here is that teams often value unity and cohesion to the extent that different points of view are no longer surfaced. Yet the stimulation of divergent thinking causes people to identify better solutions and improve consensus decision making. When it is known that team members will have difficulty encouraging dissent on their own, it's important to structure dissention so that team members see it as a role, rather than belonging to any one member. However, studies do show that honest dissent by a member with the courage to speak his mind is more powerful than the "devil's advocate" role.6
Studies have found that minorities exert power in quite different ways than majorities.7 Because they don't have the sheer numbers, minorities must use other strategies. Studies show that minorities must be consistent in their position over time to be persuasive. If they compromise or show inconsistency, they will have no impact. If the dissenter is confident, consistent, and willing to pay a price, others will consider the dissenter's position or at least reconsider their own. Minorities also have greater success doing their persuading in private or indirectly rather than in public. Team members will privately shift position toward the minority when the individual creates a perception of confidence.
If a leader is strong, states his or her position at the outset, and appears to have a strong preference for a particular outcome, the team is less likely to consider differing information or solutions. Directive leadership is linked to less information considered, fewer solutions found, discouragement of dissent, and more self-censorship (Flowers, 1977; Leana, 1985; Moorhead and Montanari, 1986).8
Dr. Jerry Harvey coined the phrase the Abilene Paradox9 to describe the irony when teams take action that nobody wants just to avoid conflict. Everyone fails to communicate his or her true thoughts and feelings, and as a result, the team experiences anger and frustration. Harvey suggests that the issue is truly about the failure to achieve agreement, rather than about conflict. Members experience action anxiety and fear of being labeled non–team players. Overcoming the Abilene Paradox requires team members to be assertive in a group setting and to calculate the risk of taking action versus the risk of not taking action at all.
In 1971, Irving Janis coined the term groupthink10 to describe the phenomenon where team members succumb to team pressure even when it's in direct contradiction to their values and goals. Janis identified eight factors that influence groupthink: an illusion of invulnerability in which team members believe they can't possibly be wrong if everyone agrees; an illusion of inherent morality in which teams believe they will make the morally correct choice; collective rationalization in which members distort information to fit their rationalization for a certain position; peer pressure; negative stereotyping of people who don't fit the mold; pressure for self-censorship of contrary members; mindguarding in which team members withhold information that doesn't support the team's position; and an illusion of unanimity in which silence is treated as agreement and agreement is more important than correctness.
If a team favors a particular position, it will make riskier decisions about that position than as individuals alone. The same is true if a team believes that a team member has done something wrong. If the team members discuss the situation with each other, they will come to believe that the person is even guiltier than they originally thought.
According to research, the information that is likely to be shared on a team is information that people have in common. "Unique" information, held by one or a few team members, is less likely to be shared (Stasser & Titus, 1985).11 There are several ways to break this sampling bias and get people to express information that they uniquely hold. One way is to make them aware of the fact that they hold unique pieces of information. They then are more likely to share it (Henry, 1995).12 Another way is to assign expert roles (subject matter experts) to individuals based on the fact that they have unique information. Research also suggests that extending the amount of time for discussion will cause people to eventually share unique information (Larsen, Christensen, Franz and Abbott, 1998).13
It's no surprise that problems on a team are not limited to interactions between members. Many times teams have just as much difficulty with their coach. Here are some typical problems that team members have identified with their coaches:
We encourage a regular feedback process between the team and the coach to help eliminate or reduce these problems. Problem behavior left unchecked, especially as the team is being formed, will cause far greater problems as the coach releases more and more authority to the team. The trust between the team and the coach is critical for successful teaming.
© 2007 Deborah Mackin.
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